Sustainability is more than a department, an initiative, or a report. He held several well paying positions before starting his own equity fund. For more information you may request fund documents by completing the following attestation. For more information on how investor.com rates and reviews firms, please see the Trust Algorithm page. April 2021 Demand should improve as China tries to stimulate its economy with the upcoming election of Chinese President Xi Jinping for a third term in October, he said. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? Checks take place monthly. , the Registered Investment Advisor to the Satori Fund. I'm no pro so need a simple answer, what was the 2022 fund return? When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. Copyright 2023 Market Realist. "We made money today. to see more advanced email alert options such as selecting any type of Principles not rules guide actions, and the spirit of the agreement is more important than the letter of the agreement. We're up for the year. AlphaOne Satori Fund I L.P. Street Address 1 Street Address 2; 1000 Chesterbrook Blvd: Suite 100: City State/Province/Country ZIP/PostalCode Phone Number of Issuer; Berwyn: PENNSYLVANIA: 19312 (267) 597-3888: 3. Will anyone that was involved be involved with my accounts in any capacity? Why doesnt your firm use a secure website? Shorting is a strategy that sees investors bet the price of a stock will fall. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Sensitive information sent over an HTTP connection can easily be eavesdropped on by third-parties. July 2021 Questions to ask Questions to ask Will any of my assets be invested in those products? For further detail, see our articles on different types of advisors and financial advisor services. "We believe the economy will enter a more traditional recession in 2023 with slower growth and higher unemployment driven by higher rates, while inflation remains higher than the 2% Fed target," he said. April 2020 According to the company website, Satori Fund protects capital and generates wealth over extremely stressful market cycles. Street Address 1 Street Address 2; 1000 Chesterbrook Blvd: This could be detrimental to a client during down markets. AlphaOne Satori Fund, LP., which is technology biased, managed to return 5.26% . The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby, reserved solely for qualified purchasers and accredited investors through an official subscription process. Firm performs side-by-side management with accounts that have differing fee structures. Daniel Martins. earning a 5.71% positive return of What does this mean and why is it important? reject that there is no average excess performance of hedge funds after factors with option-like payoffs are included. Founder and managing partner of AlphaOne Capital Partners [1] Portfolio Manager and Founder of the Satori Fund [1] Predicting Coronavirus Stock Market Collapse of 2020 [2] Website. , March 2023 Hedge Fund Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange. Firm recommends securities or other investment products to advisory clients in which the firm or a related person has some other proprietary (ownership) interest that isnt related to trading or holding the security or securities themselves personally. Private Fund ID: 805-3558221747. For more information on how investor.com rates and reviews firms, please see the Trust Algorithm page. When? Satori Wealth Management currently serves clients in the following states: CA. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). If you're looking for some suggestions for 2023, here's Niles' top five picks: Sean Payton Is the Denver Broncos' New Head Coach What's His Net Worth? Partially, yes. : DE | Fiscal Year End: 1231. Investing involves risk which may include the loss of principal. BarclayHedge once listed Niles as one of the Top 10 Equity Long/Short performers. I would add strong Pharma/biotech players such as ABBV, MRK, NVS, RHHBY. Firm performs side-by-side management with accounts that have differing fee structures. What does this mean? Questions to ask What happened? What does this mean? What does this mean? As a financial advisory firm, Satori Financial can provide a variety of financial planning services for Americans. tips_and_updates Financial advisor education. Based in Phoenix, Arizona, SunTree is a producer of branded and private-label nuts and dried fruit snacks including roasted and salted nuts, trail mixes, and chocolate and yogurt-covered nuts. As such, any shares or interests offered by such funds may only be sold through non-public private placements to qualified investors who meet certain net worth requirements and standards of investment sophistication. Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. We are up in August. All rights reserved. Some firms receive these fees as payments, which creates an incentive to promote them. What conflicts arise from this relationship? There's not many managers as nimble and able to adjust to changing market conditions as this group. A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. Products. During the U.S. Absent these waivers, results would have been less favorable for certain periods. Generally, hedge funds are able to exceed the S&P in times of economic crisis or recession and then get beat during growth periods (such as the past 10+ years). February 2021 Bearish hedge fund manager Dan Niles names his 'favorite investment' for 2023. Established in 2008, Satori Alpha is a Texas-based fund of hedge funds manager. Published Sun, Feb 5 20237:20 PM EST Updated Mon, Feb 6 20231:38 AM EST. Questions to ask What conflicts do I need to be made aware of? Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). Options: We want to hear from you. Occupation. What does this mean? Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. James . Find out what fees Satori Wealth Management charges by checking out its Form CRS (Customer Relationship Summary), which lists the companys specific prices. Leveraging this valuable experience, we provide strategic advice to help our investments grow and succeed. Questions to ask Cash is king With market volatility set to persist in the near-term, Niles believes it Is important for investors to closely monitor their portfolios. A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. . Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. what about T, your 12/9 post said after hating T for so long the DIS model for releasing movies one day after they open in movie houses should help the Warner portionwhat say you now? Trophies What percentage of income does your firm receive from fees versus commissions? To be more specific, Dan Niles net worth is believed to be over $9 million, but the fund manager's portfolio may exceed that amount several times over. The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby, reserved solely for qualified purchasers and accredited investors through an official subscription process. For more information you may request fund documents by completing the following attestation. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. January 2022 Satori Fund founder Dan Niles said Thursday that his firm had predicted a "big firm getting nailed" at some point in 2023, but the turmoil that caused Silicon Valley . Satori Financial currently serves clients in the following states: CA, WA. What does this mean and why is this important? How does your firm mitigate them? 619-305-0553, Is this your firm? The firm's website is not secure by modern internet standards. The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby, reserved solely . An index is unmanaged and cannot be invested in directly. What does this mean? SEC form, multiple filers or classes of filers, and much more.***. Certified accolades including investor.com Star Rating Badge are only available to firms participating in investor.coms paid subscription-based program and earning a 4.5 to 5 star review from investor.com; participation in investor.com's paid subscription-based program does not guarantee being awarded investor.com Star Rating Badge certified accolades. Questions to ask Mr. Christensen has held Board positions with impact funds in the alternatives arena, including a . For the most up-to-date information, please view the applicable SEC and FINRA reports above. As Apple stock - Get Free Report heads back towards all-time highs and the $3 trillion market cap milestone, one name has popped into my mind: Dan Niles, from Satori Fund. This could be detrimental to a client during down markets. We exist to create, fund, and inspire businesses that elevate humanity. Information is obtained from sources deemed reliable, but there is no representation or warranty as to its accuracy, completeness or reliability. THE INFORMATION CONTAINED HEREIN THEREFORE IS NOT INTENDED TO BE COMPLETE OR FINAL AND IS QUALIFIED IN ITS ENTIRETY BY THE OFFERING MEMORANDUM AND GOVERNING DOCUMENT FOR EACH FUND. The focus on green energy has helped drive EV sales as witnessed by the addition of Tesla to the S&P500. Name: SATORI ALPHA, LP. For more information you may also visit, https://invest.thesatorifund.com/register, https://adviserinfo.sec.gov/firm/summary/306086, https://reports.adviserinfo.sec.gov/reports/ADV/306086/PDF/306086.pdf. Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. Firm or a related person trades securities for themselves that they also recommend to their clients. THIS DOCUMENT IS INTENDED ONLY FOR THE PERSON TO WHOM IT HAS BEEN DISTRIBUTED, IS STRICTLY CONFIDENTIAL AND MAY NOT BE REPRODUCED OR REDISTRIBUTED IN WHOLE OR IN PART NOR MAY ITS CONTENTS BE DISCLOSED TO ANY OTHER PERSON UNDER ANY CIRCUMSTANCES. July 2022 SunTree's annual revenue has doubled since 2012 from approximately $50 million to more than $100 million. Niles also served as chief executive officer at Neuberger Berman Technology Management, LLC. LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, Name(s) of Parter, Manager, Trustee, or Director. Yes No. Learn More. tips_and_updates Financial advisor education. Entreprenuer, engineer, and hedge fund manager. Questions to ask In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. Dan Niles, a founder and portfolio manager for the Satori Fund, believes the S&P 500 could stage a near-term rally although the ultimate lows are yet to be reached.. Niles . Last Name First Name Middle Name; Hondros: Paul: J. Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. Satori is led by principals who have built and managed successful companies and multi-billion-dollar investment firms. Disallowed. Niles is also bullish on several services-related stocks. Questions to ask April 2022 Dave Ellison is a portfolio manager at Hennessy Funds. Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. Investing involves risk which may include the loss of principal. May 2022 In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. In 2006, the Satori Fund was recognized as the "Best Newcomer" at the MARHedge U.S. Both Netflix and Disney have announced plans to offer lower-priced subscription tiers that come with ads. What does this mean? 13F filing from SATORI FUND I L.P., enter your In total, Satori Wealth Management manages $39.7 million in assets. The Satori Fund is a US focused, technology biased, large capitalization, long-short equity fund managed by Dan Niles. Dan Niles, founder and senior portfolio manager at Satori Fund, joins CNBC's 'Squawk Box' to break down technology stocks to watch. 206-320-9263, Is this your firm? Funds. Dan Niles is the founder and portfolio manager of Satori Fund, a long-short equity fund that focuses on U.S. technology companies. Our system found no disciplinary alerts. Will any of my assets be invested in those products? 0001306467-21-000005.txt. . January 2021 Satori Resources Inc (STRRF) . Is your firm a broker-dealer or are you affiliated with one? Stocks he likes In terms of stocks he likes, Niles said he favors defensive companies against the backdrop of a looming recession. was July 2014, Niles is a Sri Lanka native (reportedly). The following material and information presented on this site is not a solicitation or an offer of securities. o AlphaOne Satori Fund I, L.P. o AlphaOne Global Innovations Fund, L.P. AOIS also serves as the investment manager to the following Private Funds that were formed as Cayman Island Exempted Companies (referred to as "Offshore Funds"): o AlphaOne Satori Fund Ltd. o AlphaOne Satori Master Fund Ltd. o AlphaOne Global Innovations Fund Ltd. 8601. Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange. June 2022 What is the historical performance of Satori Financial? A slew of investment banks on Wall Street are urging investors to remain calm amid the market turmoil and invest in companies with defensive characteristics including Morgan Stanley 's chief U.S. equity strategist Mike Wilson. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. What does this mean? The Fund is part of a master-feeder structure whereby Satori Fund I L.P. (a Delaware limited partnership) and Satori Fund, Ltd. invest as a feeder in Satori Master Fund Ltd. (the Master Fund), a Cayman Islands exempted company. Dan Niles, founder and senior portfolio manager at the Satori Fund, joins CNBC's 'Squawk Box' to discuss why he believes a big bear-market bounce could be on. And how does the math work on this comment? How to Prove Gambling Losses on Taxes Top Tips, Yelp Co-Founder Jeremy Stoppelman Is Worth Millions. During the U.S. was June 2014 All text and design is copyright 2020 WhaleWisdom.com. Magnas JV with LG Electronics announced last week helps round out the components they did not possess. The Satori Capital neuro team offers extensive sector and domain expertise to help you make the most out of your investments. See the latest Satori Resources Inc stock price (XTSX:BUD), related news, valuation, dividends and more to help you make your investing decisions. Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. January 2023 What does this mean? March 2021 Fund Type: Private Equity Fund. The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby . January 2022 Does your firm, or anyone associated with the firm, practice as a law firm? Dan Niles' Satori Fund is beating the market this year. Will any of my assets be invested in those products? How do these benefits affect the firms selection of a broker-dealer partner? 2023 CNBC LLC. The Satori Fund uses fundamental, technical, and macro-economic analysis to generate a portfolio of 20-40 positions. Education: Boston University (BS in systems engineering), Stanford University (MS in electrical engineering). Recognized by The Wall Street Journal as one of the "Best on the Street," he's also a frequent contributor to CNBC valued for his takes on stock trends. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. FREE: Follow your stocks and cryptocurrencies with the most actionable alerts on the internet. June 2021 EUGENE, Ore., March 15, 2022 /PRNewswire/ -- Satori Investment Partners . Investments in mutual funds involve risks. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). All requests for updated information should also be reported directly to the SEC and/or FINRA. . Questions to ask Niles highlighted the company's "resilient consumer demand" and believes its second-half guidance was conservative. In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. When? What does this mean? He said his fund was also up in December so far, but did not disclose . To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. 267-597-3849. D/A 021-70353 21665125. Before he began his career on Wall Street in 1990, Dan Niles worked as an Engineer at Digital Equipment Corporation. Index performance quoted is shown for illustrative purposes only, does not represent actual Fund performance and is not meant to forecast, imply or guarantee future Fund performance. How does your firm approach insurance sales? Unit sales has improved for the auto industry from down 48% y/y in April to down 5% in November. Most of us appreciate it. Hedge funds (and their PsyOps teams) know about the recency effect, and if they could slowly morph the forum from being DD-focused into (the less damaging) meme . "We believe commodity prices will decline less than expected from current levels even during a recession in 2023 given low structural investment over the past decade restricting supply," he said. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. How does your firm mitigate them? All rights reserved. Does your firm offer mutual funds that have 12b-1 fees? Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Please provide me a list of the products and a summary of how much your firm earns from them. AlphaOne Satori Fund, LP. Firm or an affiliate actively engages in business as a law firm or lawyer. Looking forward to my interview w/ @BeckyQuick at 8:30 PM ET on the cross currents for the market & the potential impact of the mid-term elections on the investment climate going forward. Thank you! After six years at Robertson Stephens, Niles left to join Lehman Brothers as a senior sell-side equity research analyst covering computer hardware and semiconductors. Our alternatives investment platform, Satori Alpha, creates and manages customized portfolios designed to meet the unique objectives of sophisticated private investors, family offices, and institutions. October 2015 investor.com is not endorsed by or affiliated with the SEC or FINRA. While this can be seen as "eating your own cooking," there are conflicts that may arise. Before founding Satori Fund, Niles was a founding partner of the asset management firm Alpha One Capital Partners, LLC. Performance is historic and does not guarantee future results. After receiving a bachelors degree in systems engineering from Boston University and a masters degree in electrical engineering from Stanford University, Niles spent a few years working as an engineer for Digital Equipment Corporation. These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. "As of now, we have almost doubled its return since our inception over 18 years ago." This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. Dan Niles is founder and portfolio manager for the Satori Fund, a tech-focused hedge fund. Dan Niles is currently the founder and portfolio manager of the Satori Fund, serving institutional and high net-worth investors. According to him, shares . Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. Each month, investor.com downloads the latest regulatory data from the SEC IAPD database. Does your firm perform side-by-side management? Dan Niles, Satori Fund founder, joins 'Squawk Box' to discuss whether a bear market rally may be upon us soon. Active risk management results in net exposure that typically ranges from . pic.twitter.com/I1frEnFxN4. During the U.S. Form D contains basic information about the offering and the company. Performance Awards in New York in April 2006. Regarding GAN, didn't they lose the FanDuel contract over the summer? Niles said the U.S.-focused long-short equity fund is up this year, outperforming the S & P 500 , which has declined around 20% in the same period. What conflicts do I need to be made aware of? March 2021 Satori Capital is a Texas-based multi-strategy investment firm that currently manages more than $1 billion in assets. *SEC data last verified March 29, 2023. Short Term. ANY INVESTMENT DECISION WITH RESPECT TO AN INVESTMENT IN A HEDGE FUND SHOULD BE MADE BASED UPON THE INFORMATION CONTAINED IN THE CONFIDENTIAL MEMORANDUM OF THAT FUND. IPO Performance; Ownership Search; Dividend History; . SuperStonk, under Satori, shifted from a place with good DD to one of recycled memes, and it's entirely possible that users let that happen assuming Satori was handling everything. We hope our longs will fare better than the overall market," he said. Satori Financial manages $34.9 million and provides investment advisory services for 23 clients (1:23 advisor/client ratio). "For the retail investor that is not able to manage their portfolio full-time, we would recommend cash, despite losing [about] 5-7% to inflation, rather than losing a further 25% to a stock market decline," he said, joining a chorus of other investment pros urging investors to hold cash in their portfolios. The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act . As expected Niles' net worth reflects his talent for building wealth. May 2021 Speaking to CNBC on Thursday, the founder and portfolio manager at Satori Fund said that given the likely further downside risk in the tech sector, investors should look to energy and financials . What does this mean and why is this important? The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. The firm last filed a Form D notice of exempt offering of securities on 2023-02-23. Investing involves risk which may include the loss of principal. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Dan Niles, Satori Fund founder and portfolio manager, joins CNBC's "Closing Bell" to discuss his call on Oracle and his forecast on other tech stocks and the wider stock market. Regulatory disclosures state that firm sells proprietary investments and products. , the Registered Investment Advisor to the Satori Fund. What does this mean and why is it important? Recent Performance Firm or related person receives soft-dollar benefits in connection with client securities transactions. Niles said he is looking to make money on the short side by going after the "big enterprise names" in tech, amid what he expects to be a sector slowdown as people cut back their consumption of internet-related services post-pandemic. What does this mean? This is 3x the historical average. His top pick in this space is Massachusetts-based sports betting firm DraftKings , for which he has forecast revenue growth of 60% this year, and 40% in the next three years. Over the long term, profit is a reflection of value creation for stakeholders, a measure of what was given, not what was taken. While Satori Financial advises clients across a variety of portfolio sizes, the average client balance is currently $1.5 million. Questions to ask Questions to ask Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. Money Poolesolutions FOR Life, Ever Green Wealth Management, Column Capital Advisors, Evans Capital Management Associates, ASG Investment Management, Was this page helpful?
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